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FYCNASDAQMarket closedOpens 9:30am ET

First Trust Small Cap Growth AlphaDEX Fund

$116.74Last updated
+$0.12 (0.10%)Past day
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First Trust Small Growth AlphaDEX Fund (NASDAQ: FYC) is an exchange-traded fund listed on NASDAQ, trading at $116.74 (about ₹11,198 a unit) as of 25 Sep 2026, 4:00 PM ET. It has an expense ratio of 0.7% and holds 263 securities. Indian residents can buy FYC through Paasa under the RBI's Liberalised Remittance Scheme.

Quote

Open:$116.93
Previous close:$116.62
Volume:60.00K

Today's low

$116.20

Today's high

$117.35

52 week low

$86.85

52 week high

$127.57

FYC opened at $116.93, closed previously at $116.62, and has traded between $86.85 and $127.57 over the past 52 weeks.

About

First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund is an exchange traded fund launched and managed by First Trust Advisors LP. It invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. It invests in growth stocks of small-cap companies. The fund seeks to track the performance of the Nasdaq AlphaDEX Small Cap Growth Index, by using full replication technique. First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund was formed on April 19, 2011 and is domiciled in the United States.

Issuer
First Trust
Exchange listed on
NASDAQ
Asset class
Small/Micro Cap Equity
Base currency
USD
Domicile
United States
Dividends
Accumulating
Launched
2011
ISIN
US33737M3007

Key statistics

Expense ratio

0.7%

Assets (AUM)

$1.4B

Holdings

263

NAV

$116.65

Avg. volume

—

1-year price change

+30.23%

5-year price change

+58.03%

Price change excludes dividends.

Top 10 holdings

1. Twist Bioscience Corporation
1.2%
2. 10X Genomics, Inc. (Class A)
1.2%
3. RingCentral, Inc. (Class A)
1.1%
4. Precigen, Inc.
0.9%
5. NeoGenomics, Inc.
0.9%
6. Acadian Asset Management Inc.
0.9%
7. Calumet, Inc.
0.8%
8. Aveanna Healthcare Holdings, Inc.
0.8%
9. The Chefs' Warehouse, Inc.
0.8%
10. DXP Enterprises, Inc.
0.8%

FYC holds 263 securities in total. These 10 are 9.6% of the fund.

Where the money is invested

Sectors

Healthcare
30.4%
Technology
17.4%
Industrials
15.0%
Financial Services
10.6%
Consumer Cyclical
9.5%
Real Estate
5.2%

Countries

United States
98.0%
Ireland
0.5%
Netherlands
0.5%
Bahamas
0.4%
United Kingdom
0.3%
Puerto Rico
0.2%

How to buy FYC from India

Indian residents can buy FYC units through Paasa in three steps. Funds leave India under the RBI's Liberalised Remittance Scheme and the units are held in your own name with Interactive Brokers.

  1. Open your Paasa account

    KYC takes a few minutes: PAN, Aadhaar and address proof. Your brokerage account is opened in your own name with Interactive Brokers.

  2. Add funds from your Indian bank account

    Remit up to $250,000 a year under the RBI's Liberalised Remittance Scheme. Your bank converts the rupees to US dollars at its rate on the day you remit.

  3. Search FYC and buy

    Find the fund by its ticker, FYC, on NASDAQ, and place your order. Fractional units are available and there is no minimum trade size, so you can buy by amount.

Read the full guide: how to invest in FYC from India

Trading and taxes when buying FYC from India

Trading and limits

Trading hours
9:30 am – 4:00 pm ET
LRS limit
$250,000Per financial year, under the RBI's Liberalised Remittance Scheme.

Tax for Indian residents

TCS on remittance
20%Collected by your bank on LRS remittances above ₹10 lakh in a financial year. The TCS is adjustable against your income-tax liability.Adjusting TCS against your tax
Capital gains in India
12.5% or slab rateGains on foreign ETF units held for more than 24 months are long-term and taxed at 12.5% without indexation. Gains on units held for 24 months or less are short-term and taxed at your income-tax slab rate.Capital gains explained
Dividends
ReinvestedDividends from its holdings are reinvested inside the fund, so nothing is paid out to you and there is no dividend to declare in India.
US estate tax
May applyUS-situs assets such as US-listed shares can be exposed to US estate tax for non-US persons.US estate tax calculator

Custody. Units are held in your own name at Interactive Brokers LLC and are SIPC-insured up to $500,000 in total, including $250,000 for cash.

FAQs

What is the FYC price today?

First Trust Small Growth AlphaDEX Fund (FYC) last traded at $116.74 on NASDAQ, as of 25 Sep 2026, 4:00 PM ET. That is ₹11,198 a unit at the 25 Sep 2026 USD/INR rate.

When does FYC trade, in Indian time?

NASDAQ trades 7:00 pm – 1:30 am IST, so the close lands after midnight. The window shifts to 8:00 pm – 2:30 am IST when the US is on standard time. Orders can only execute during that window.

How big is FYC, and what does it cost to hold?

First Trust Small Growth AlphaDEX Fund manages about $1.4B. Its expense ratio is 0.7% a year, deducted inside the fund. It launched in 2011.

What are FYC's largest holdings?

The top three are Twist Bioscience Corporation (1.2%), 10X Genomics, Inc. (Class A) (1.2%) and RingCentral, Inc. (Class A) (1.1%). FYC's 10 largest positions make up 9.6% of the fund.

Does FYC pay dividends?

No. FYC is an accumulating fund: dividends from its holdings are reinvested inside the fund, so nothing is paid out to you.

How are gains on FYC taxed in India?

Units held for more than 24 months are long-term and taxed at 12.5% without indexation; units held for 24 months or less are taxed at your income-tax slab rate. The gain is worked out in rupees, so the currency move counts.

Can I buy fractional units of FYC?

Yes. You can buy FYC by amount rather than by whole unit, and there is no minimum trade size.

How has FYC performed?

FYC's price is up 30.2% over the past year and up 58.0% over five years. These figures are price change only and exclude dividends; past performance does not guarantee future returns.