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FYCNASDAQMarket closedOpens 9:30am ET

First Trust Small Cap Growth AlphaDEX Fund

$111.06Last updated
+$1.22 (1.11%)Past day
Timezone

First Trust Small Growth AlphaDEX Fund (NASDAQ: FYC) is an exchange-traded fund listed on NASDAQ, trading at $111.06 (about ₹10,445 a unit) as of 6 Nov 2026, 4:00 PM ET. It has an expense ratio of 0.7% and holds 264 securities. Indian residents can buy FYC through Paasa under the RBI's Liberalised Remittance Scheme.

Quote

Open:$110.69
Previous close:$109.84
Volume:57.13K

Today's low

$109.63

Today's high

$111.47

52 week low

$86.85

52 week high

$127.57

FYC opened at $110.69, closed previously at $109.84, and has traded between $86.85 and $127.57 over the past 52 weeks.

About

First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund is an exchange traded fund launched and managed by First Trust Advisors LP. It invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. It invests in growth stocks of small-cap companies. The fund seeks to track the performance of the Nasdaq AlphaDEX Small Cap Growth Index, by using full replication technique. First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund was formed on April 19, 2011 and is domiciled in the United States.

Issuer
First Trust
Exchange listed on
NASDAQ
Asset class
Small/Micro Cap Equity
Base currency
USD
Domicile
United States
Dividends
Accumulating
Launched
2011
ISIN
US33737M3007

Key statistics

Expense ratio

0.7%

Assets (AUM)

$1.3B

Holdings

264

NAV

$111.07

Avg. volume

80.27K

1-year price change

+20.43%

5-year price change

+38.05%

Price change excludes dividends.

Top 10 holdings

1. Xeris Biopharma Holdings, Inc.
1.0%
2. Appian Corporation
1.0%
3. Stagwell Inc.
0.9%
4. agilon health, inc.
0.9%
5. First Advantage Corporation
0.9%
6. Septerna, Inc.
0.8%
7. Flywire Corporation
0.8%
8. CareDx, Inc.
0.8%
9. Encore Capital Group, Inc.
0.8%
10. Amplitude, Inc. (Class A)
0.8%

FYC holds 264 securities in total. These 10 are 8.8% of the fund.

Where the money is invested

Sectors

Healthcare
31.7%
Technology
19.0%
Financial Services
13.4%
Industrials
11.6%
Consumer Cyclical
6.8%
Real Estate
5.7%

Countries

United States
99.2%
United Kingdom
0.4%
Taiwan
0.2%
Singapore
0.2%

How to buy FYC from India

Indian residents can buy FYC units through Paasa in four steps. Funds leave India under the RBI's Liberalised Remittance Scheme and the units are held in your own name with Interactive Brokers. Read the full guide: how to invest in FYC from India

  1. Open your Paasa account

    KYC takes a few minutes: PAN, Aadhaar and address proof. Your brokerage account is opened in your own name with Interactive Brokers.

  2. Add funds from your Indian bank account

    Remit up to $250,000 a year under the RBI's Liberalised Remittance Scheme. Your bank converts the rupees to US dollars at its rate on the day you remit.

  3. Search FYC and buy

    Find the fund by its ticker, FYC, on NASDAQ, and place your order. Fractional units are available and there is no minimum trade size, so you can buy by amount.

  4. Track holdings and download tax reports

    Follow your FYC position in USD and INR. FYC reinvests its income instead of paying it out, so your filing is the capital-gains statement plus the Schedule FA holding line.

Trading and taxes when buying FYC from India

Trading and limits

Trading hours
9:30 am – 4:00 pm ET
LRS limit
$250,000Per financial year, under the RBI's Liberalised Remittance Scheme.

Tax for Indian residents

TCS on remittance
20%Collected by your bank on LRS remittances above ₹10 lakh in a financial year. The TCS is adjustable against your income-tax liability.Adjusting TCS against your tax
Capital gains in India
12.5% or slab rateGains on foreign ETF units held for more than 24 months are long-term and taxed at 12.5% without indexation. Gains on units held for 24 months or less are short-term and taxed at your income-tax slab rate.Capital gains explained
Dividends
ReinvestedDividends from its holdings are reinvested inside the fund, so nothing is paid out to you and there is no dividend to declare in India.
US estate tax
May applyUS-situs assets such as US-listed shares can be exposed to US estate tax for non-US persons.US estate tax calculator

FAQs

What is the FYC price today?

First Trust Small Growth AlphaDEX Fund (FYC) last traded at $111.06 on NASDAQ, as of 6 Nov 2026, 4:00 PM ET. That is ₹10,445 a unit at the 8 Nov 2026 USD/INR rate.

When does FYC trade, in Indian time?

NASDAQ trades 8:00 pm – 2:30 am IST, so the close lands after midnight. The window shifts to 7:00 pm – 1:30 am IST when the US is on daylight time. Orders can only execute during that window.

How big is FYC, and what does it cost to hold?

First Trust Small Growth AlphaDEX Fund manages about $1.3B. Its expense ratio is 0.7% a year, deducted inside the fund. It launched in 2011.

What are FYC's largest holdings?

The top three are Xeris Biopharma Holdings, Inc. (1.0%), Appian Corporation (1.0%) and Stagwell Inc. (0.9%). FYC's 10 largest positions make up 8.8% of the fund.

Does FYC pay dividends?

No. FYC is an accumulating fund: dividends from its holdings are reinvested inside the fund, so nothing is paid out to you.

How are gains on FYC taxed in India?

Units held for more than 24 months are long-term and taxed at 12.5% without indexation; units held for 24 months or less are taxed at your income-tax slab rate. The gain is worked out in rupees, so the currency move counts.

Can I buy fractional units of FYC?

Yes. You can buy FYC by amount rather than by whole unit, and there is no minimum trade size.

How has FYC performed?

FYC's price is up 20.4% over the past year and up 38.0% over five years. These figures are price change only and exclude dividends; past performance does not guarantee future returns.